-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Df9tTB3rQCb9QQAa+eOhxlsVRh0Nq4abjqRP8IdMNYnTvh1z3zPy1XTqon9SyjjG ZIRIcRm6sO/irLjY2RNfUQ== 0000950131-00-001165.txt : 20000215 0000950131-00-001165.hdr.sgml : 20000215 ACCESSION NUMBER: 0000950131-00-001165 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLSTATE CORP CENTRAL INDEX KEY: 0000899051 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 363871531 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45453 FILM NUMBER: 537629 BUSINESS ADDRESS: STREET 1: 2775 SANDERS ROAD CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 8474025000 MAIL ADDRESS: STREET 1: 2775 SANDERS ROAD CITY: NORTHBROOK STATE: IL ZIP: 60062 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 BUSINESS PHONE: 3126306000 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 SC 13G/A 1 AMENDMENT #3 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Allstate Corporation -------------------- (Name of Issuer) Common Stock, $0.01 Par ------------------------------ (Title of Class of Securities) 020002101 -------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) - -------------------- ----------------- CUSIP No. 020002101 13G Page 2 of 7 Pages - -------------------- ----------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Northern Trust Corporation 36-2723087 The Northern Trust Company 36-1561860 Northern Trust Bank of Arizona, NA 59-0258165 Northern Trust Bank of California, NA 94-2938925 Northern Trust Bank of Florida, NA 36-2798553 Northern Trust Bank of Texas, NA 75-1999849 Northern Trust Quantitative Advisors, Inc 36-3608252 Northern Trust Bank of Colorado, NA 84-1348368 Northern Trust Bank, FSB 38-3424562 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [_] Not Applicable - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Northern Trust Corporation--a Delaware corporation with principal offices in Chicago, Illinois - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 2,146,695 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 48,194,669 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 3,021,312 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 210,536 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 50,444,960 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES. 10 Not Applicable - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 6.41 - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 Northern Trust Corporation HC - ------------------------------------------------------------------------------ SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Check the following box if a fee is being paid with statement [_]. 1. (a) Name of Issuer: -------------- Allstate Corporation (b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- 2775 Sanders Road, Northbrook, Illinois 60062 2. (a) Name of Person Filing: --------------------- Northern Trust Company (b) Address of Person Filing: ------------------------ 50 South LaSalle Street, Chigago, Illinois 60675 (c) Citizenship: ----------- U.S. (Delaware Corporation) (d) Title of Class of Securities: ---------------------------- Common Stock, $0.01 Par (e) CUSIP Number: ------------ 020002101 3. This statement is being filed by Northern Trust Corporation as a Parent Holding Company in accordance with S240.13d-1(b) (1) (ii) (G). 4. (a) Amount Beneficially Owned: ------------------------- 50,444,960 (b) Percent of class: ---------------- 6.41 (c) Number of shares to which such person has: ----------------------------------------- (i) Sole Power to Vote or to Direct the Vote: ---------------------------------------- 2,146,695 (ii) Shared Power to Vote or to Direct the Vote: ------------------------------------------ 48,194,669 (iii) Sole Power to Dispose or to Direct Disposition: ---------------------------------------------- 3,021,312 (iv) Shared Power to Dispose or to Direct Disposition: ------------------------------------------------ 210,536 5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: 6. Statement regarding ownership of 5 percent or more on behalf of another person: 7. Parent Holding Company reporting on behalf of the following subsidiaries, all of which are banks as defined in Section 3(a)(6) of the Act: The Northern Trust Company Northern Trust Bank of Arizona N.A. 50 South LaSalle Street 2398 East Camelback Road Chicago, IL 60675 Phoenix, AZ 85016 Northern Trust Bank of Florida N.A. Norhtern Trust Bank of California N.A. 700 Brickell Avenue 355 South Grand Avenue, Suite 2600 Miami, FL 33131 Los Angeles, CA 90071 Northern Trust Bank of Texas N.A. Northern Trust Quantitative Advisors, Inc. 2020 Ross Avenue 50 South LaSalle Street Dallas, TX 75201 Chicago, IL 60675 Northern Trust Bank of Colorado Northern Trust Bank, FSB 1200 17th Street, 24th Floor 1701 North Woodward Avenue, Suite 110, Denver, CO 80202 Bloomfield Hills, MI 48304
8. Identification and Classification of Members of the Group. Not Applicable. 9. Notice of Dissolution of Group: Not Applicable. 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, completed and correct. NORTHERN TRUST CORPORATION ___________________________________ By: Perry R. Pero As its: Vice Chairman DATED: 02-07-2000 ---------- EXHIBIT TO SCHEDULE 13G FILED BY NORTHERN TRUST CORPORATION Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-1004 Attention: Filing Desk, Stop I-4 RE: Allstate Corporation -------------------- Pursuant to the requirement of 240.13d-1(k) (1) (iii), this exhibit shall constitute our written agreement that the Schedule 13G Amendment to which this exhibit is attached is filed on behalf of Northern Trust Corporation and of its subsidiary(ies), as stated below, regarding our respective beneficial ownership in the above-captioned equity security. NORTHERN TRUST CORPORATION ___________________________________ By: Perry R. Pero As its: Vice Chairman DATED: 02-07-2000 ---------- THE NORTHERN TRUST COMPANY ___________________________________ By: Perry R. Pero As its: Vice Chairman NORTHERN TRUST BANK OF ARIZONA, NA NORTHERN TRUST BANK OF CALIFORNIA, NA NORTHERN TRUST BANK OF FLORIDA, NA NORTHERN TRUST BANK OF TEXAS, NA ___________________________________ By: Barry G. Hastings As its Authorized Representative NORTHERN TRUST QUANTITATIVE ADVISORS, INC. ___________________________________ By: John Goodwin As its Managing Director NORTHERN TRUST BANK OF COLORADO, NA ___________________________________ By: Scott C. Wylie As its Chairman and CEO NORTHERN TRUST BANK, FSB ________________________________________ By: James I. Kaplan, Esq. As its Authorized Representative -----END PRIVACY-ENHANCED MESSAGE-----